粘性解框架下的完全耦合正倒向随机系统最优控制问题的验证定理

研究了完全耦合正倒向随机控制系统的最优控制问题.得到了粘性解框架下的,控制变量同时出现在正倒向随机系统的漂移项和扩散项中的最优控制问题的验证定理.还讨论了验证定理在构造随机最优反馈控制中的应用.     

On a mutualism model with feedback controls

We propose and study a mutualism model with feedback controls. By applying a new differential inequality, we show that the conditions which ensure the permanence of the system are the same as that of the model without feedback controls, which means that the feedback control variables have no influence on the persistent property of the system. Our results not only improve but also complement some existing ones.     

Permanence of a delayed discrete mutualism model with feedback controls

This paper discusses a two species discrete model of mutualism with delays and feedback controls. Sufficient conditions are obtained for the permanence of the system. The results show that feedback control variables have no influence on the persistence property of the system.     

自愿性披露内部控制鉴证报告的影响因素——基于2008年沪市A股数据的实证研究

对2008年我国沪市854家A股上市公司自愿披露内部控制鉴证报告的影响因素进行实证研究.研究发现:公司规模、行业门类、当前状态、股权集中度对公司自愿披露内部控制鉴证报告具有显著影响;股票种类、上市时间、盈利能力、董事会规模、审计意见对公司自愿披露内部控制鉴证报告的影响次之;而公司成长性、融资计划以及是否违规对公司自愿披露内部控制鉴证报告的影响较弱.     

Stackelberg–Nash exact controllability for the Kuramoto–Sivashinsky equation

This paper deals with a hierarchical control problem for the Kuramoto–Sivashinsky equation following a Stackelberg–Nash strategy. We assume that there is a main control, called the leader, and two secondary controls, called the followers. The leader tries to drive the solution to a prescribed target and the followers intend to be a Nash equilibrium for given functionals. It is known that this problem is equivalent to a null controllability result for an optimality system consisting of three non-linear equations. One of the novelties is a new Carleman estimate for a fourth-order equation with right-hand sides in Sobolev spaces of negative order, which allows to relax some geometric conditions for the observation sets for the followers.     

Effect of partial immunity on transmission dynamics of dengue disease with optimal control

Dengue fever is one of the most dangerous vector‐borne diseases in the world in terms of death and economic cost. Hence, the modeling of dengue fever is of great significance to understand the dynamics of dengue. In this paper, we extend dengue disease transmission models by including transmit vaccinated class, in which a portion of recovered individual loses immunity and moves to the susceptibles with limited immunity and hence a less transmission probability. We obtain the threshold dynamics governed by the basic reproduction number R₀; it is shown that the disease‐free equilibrium is locally asymptotically stable if R₀ ≤ 1, and the system is uniformly persistence if R₀ > 1. We do sensitivity analysis in order to identify the key factors that greatly affect the dengue infection, and the partial rank correlation coefficient (PRCC) values for R₀ shows that the bitting rate is the most effective in lowering dengue new infections, and moreover, control of mosquito size plays an essential role in reducing equilibrium level of dengue infection. Hence, the public are highly suggested to control population size of mosquitoes and to use mosquito nets. By formulating the control objective, associated with the low infection and costs, we propose an optimal control question. By the application of optimal control theory, we analyze the existence of optimal control and obtain necessary conditions for optimal controls. Numerical simulations are carried out to show the effectiveness of control strategies; these simulations recommended that control measures such as protection from mosquito bites and mosquito eradication strategies effectively control and eradicate the dengue infections during the whole epidemic.     

Randomized filtering and Bellman equation in Wasserstein space for partial observation control problem

We study a stochastic optimal control problem for a partially observed diffusion. By using the control randomization method in Bandini et al. (2018), we prove a corresponding randomized dynamic programming principle (DPP) for the value function, which is obtained from a flow property of an associated filter process. This DPP is the key step towards our main result: a characterization of the value function of the partial observation control problem as the unique viscosity solution to the corresponding dynamic programming Hamilton–Jacobi–Bellman (HJB) equation. The latter is formulated as a new, fully non linear partial differential equation on the Wasserstein space of probability measures. An important feature of our approach is that it does not require any non-degeneracy condition on the diffusion coefficient, and no condition is imposed to guarantee existence of a density for the filter process solution to the controlled Zakai equation. Finally, we give an explicit solution to our HJB equation in the case of a partially observed non Gaussian linear–quadratic model.     

基于二维非线性光子晶体的全光开关特性

为获得一个优化的全光开关结构,在光子晶体90°弯曲波导的基础上,进一步改进光子晶体结构,并在其中加入克尔型非线性介质柱,得到了非线性光子晶体全光开关结构。通过时域有限差分(FDTD)法数值分析表明,该开关结构能够实现的带宽大约为50nm,消光比大于40dB,阈值功率密度约为5.2W/μm。同时,该结构还可以实现基本的逻辑功能。     

PERMANENCE OF GENERAL NONAUTONOMOUS SINGLE-SPECIES KOLMOGOROV TYPE SYSTEM WITH DELAY AND FEEDBACK CONTROLS

In this paper, we consider the general nonautonomous single-species Kolmogorov type system with delay and feedback controls. Sufficient conditions for the permanence of species are established. Our results generalize some known results.     

Existence of optimal controls for a class of systems governed by differential inclusions on a Banach space

Using Cesari's approach, we prove the existence of optimal controls for a class of systems governed by differential inclusions on a Banach space having the Radon-Nikodym property. Theorem 3.1 gives the existence result for optimal relaxed controls under fairly general assumptions on the system and the admissible controls. This result depends on a fundamental result (Theorem 2.1) that proves the existence of mild solutions of differential inclusions on a Banach space, which has also independent interest. Further, the preparatory results, such as Lemma 3.1 and Lemma 3.2, are also useful in the study of time-optimal and terminal control problems.For illustration of the results, we present two examples, one on distributed controls for a class of systems governed by nonlinear parabolic equations and the other on boundary controls with discontinuous boundary operator.This work is supported in part by the National Science and Engineering Council of Canada under Grant No. 7109.